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PETITION FOR NOMINATION

PETITION FOR NOMINATION

Financial Industry and Regulatory Authority, Inc. (FINRA)

2010 Board of Governors’ Election

in accordance with applicable By-Laws of FINRA.

I hereby certify that I am an Executive Representative of a FINRA member firm and as such I am eligible to cast one vote each for the following candidates. I hereby nominate, for the indicated terms, all of the following candidates that I am eligible to nominate, whose names are to be placed on a contested ballot for election to the FINRA Board of Governors.

I hereby nominate only those candidates for a contested election that I am permitted to nominate under the applicable FINRA By-Laws. Please include the following candidates nominated by me under this petition on the Board of Governors’ ballot for the upcoming Board of Governors’ election.

Small Firm Candidates with 150 or fewer Registered Representatives:

Jed Bandes – Third Class Candidate — 3 Year Term
President, Mutual Trust Company of America Securities

(727) 799-9922/jed@mutualtrustco.com

Joel Blumenschein – Second Class Candidate — 2 Year Term
President,
Freedom Investors Corp.

(262) 391-2392/joelb@freedominvestorscorp.com

Ken Norensberg – First Class Candidate — 1 Year Term
CEO, Four Points Capital Partners, LLC

(347) 247-9977/ken@luxorbd.com

Print name of FINRA Member Firm

Firm Size/Firm CRD Number

Print name of Executive Representative

Signature of Executive Representative

Please sign immediately and fax to (631) 382-5050

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Date
May 14th, 2010

Author
jbusacca

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