The Blog Of The Securities Industry Professional Association

Capital for Keeps


Recently SIPA member and former SEC attorney Russel Weigel took some time out of his life to write a book that should be on the desk of every broker trying to navigate the complex world of capital raising. We have specials on the book just for SIPA members.   Click on the link below to learn more

The book that helps your clients understand the legal complexities involved in raising capital from investors. Capital for Keeps, authored by Russell C. Weigel, III, eliminates the legal jargon and simplifies the do’s and don’ts of the securities regulatory minefield as it relates to capital raising.  A 10-year supervising attorney for the Securities & Exchange Commission, Russell has dedicated another 15 years to private practice counseling capital raisers and defending corporate executives from the SEC and FINRA enforcement matters  with a mission to keep you and your client out of court!

  • Helps issuers understand the private exemptions from securities registration and the need for proper planning
  • Saves issuers hundreds or thousands in legal fees
  • Protect your Clients and yourself by ensuring they are informed
  • Real-life examples
For more info, click this link  Also available for immediate download, purchase your copy today and forward the link to your client.

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June 10th, 2015



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