The SIPA

The Blog Of The Securities Industry Professional Association
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Archive for July, 2017

A call to action!

A personal message from the BrokeAndBroker.com Blog’s publisher Bill Singer, Esq.: Today’s article continues the¬†BrokeAndBroker.com Blog‘s coverage of the plight of Richard S. Botkin, a¬†15-year Marine Corps veteran and a registered representative since 1986. “FINRA Rides The Thunder In Vietnam Movie Case” (BrokeAndBroker.com Blog, July 6, 2017) “UPDATE: FINRA Rides The Thunder In Vietnam Movie […]
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