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NIBA and SIPA join forces!

National Investment Banking Association (NIBA) and The Securities Industry Professional Association (SIPA) have agreed to join forces to work on behalf of small broker dealers and Registered Representatives to advance more thoughtful regulation that advances business and capital formation while protecting investors in a more efficient manner. Recently SIPA and NIBA were proud to support Paige Pierce for the FINRA Board of Governors, in part due to her tireless work to gain relief from the costs associated with PCAOB audits on small firms. While we are excited she was elected to the Board, we are even more excited that she was critical to getting this bill pushed toward the finish line. We have some important news to share!
BREAKING NEWS

Thursday, September 13, 2018
THE HOUSE FINANCIAL SERVICES COMMITTEE
VOTED 36-16 IN SUPPORT OF
H.R. 6021 – THE SMALL BUSINESS AUDIT CORRECTION ACT OF 2018

WE HAVE MORE HILLS TO TAKE
BEFORE OUR BILL BECOMES LAW,
BUT TODAY WAS A WIN FOR SMALL FIRMS!
WHAT AN AMAZING COMMUNITY WE HAVE!
TOGETHER WE GET THIS DONE!

IT WAS A GOOD DAY!

Thank you for your support and to Paige Pierce for leading these efforts! also a special Thank You note today to the four Democrats who stood with us yesterday, Majority and minority’s staff (Fritz and Bruce), as well as Gonzalez, his staff and French’s staff. Everyone worked their tales off in anticipation of this vote.

National Investment Banking Association (NIBA) and The Securities Industry Professional Association (SIPA) invite FINRA Broker Dealers, Registered Reps, Private Equity Companies, RIAs, Funding Sources, and Private and Public Companies seeking capital for growth or looking for exposure in the investment community to attend National Investment Banking Association’s (NIBA) 145th Investment Conference to be held on Oct. 31 – Nov. 1, 2018 in New York at the Crowne Plaza Times Square Hotel.
Please join us so we can keep the momentum going! Click here to register As a special bonus , the first 25 SIPA members who register may do so at no charge. Just enter the promo code ‘SIPA” and your fee will be waived

www.NIBANET.org

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Date
September 18th, 2018

Author
jbusacca

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