About The SIPA
THE SIPA was formed in 2007 as an advocacy and membership organization for all members of the Securities Industry. The SIPA seeks to Bridge the growing gap between the Regulators and the Regulated through the use of open and honest communication and direct discussion. The SIPA is also a source of information and knowledge for all members of the Securities Industry. Whether are a Registered Rep, An Investment Advisor, Compliance Officer, or own your own Broker Dealer, you will enjoy using the resources we provide.
The SIPA was founded by experienced and concerned financial professionals who strongly believe there is a need for a strong yet reasonable voice for the financial community. SIPA believes that many current trade organizations are too agreeable to any new regulatory rules that are proposed, while some trade organizations are often times too disagreeable to any new regulation.
The SIPA is here to bridge that gap. We believe that all rule changes and regulatory mandates need to be thoroughly examined and debated BEFORE they are passed on to the Financial Industry. Through unique tools, member polls and refferendums, we endeavor to capture and understand the voice and concerns of the individuals whom the regulations directly affect – and to open a positive dialogue with the Regulatory Authorities, ensuring that those opinions are heard loud and clear.
