The Blog Of The Securities Industry Professional Association

SIPA supports David Sobel for NAC

Another reason we are supporting Sobel is that he is a man of his word and so are we. In 2009 Stephen Kohn and David Sobel were locked in a battle to contest the FINRA nominee for the open NAC seat and we decided to intervene so as to not split the contested dissident vote. After many conversations, David decided it was best for the small firm movement to step aside, support Stephen Kohn and not dilute the small firm vote and Kohn won in a landslide.
Tags: , , Comments Off on SIPA supports David Sobel for NAC