The SIPA

The Blog Of The Securities Industry Professional Association
Ads

The $35,000 question?

With this in mind all three candidates have agreed that upon being voted onto the board their first order of business will be to immediately demand the board to distribute a minimum of $35,000 in funds to all member firms of record. In addition, the candidates believe that if a higher payment is possible, that the funds above that also be immediately distributed to the member owners. This is your money not the regulators
Tags: , Comments Off on The $35,000 question?

Lacking Trust in FINRA?

Over 100 Million dollars of YOUR money was paid out to the top executives of FINRA over the last four years, yet this organization told you that the IRS would only allow a payment of $35,000 to you. While you are fighting for survival, the compensation paid to these people at FINRA has swelled to proportions that would make John Thain of Merrill Lynch fame blush.
Tags: , Comments Off on Lacking Trust in FINRA?