As an affiliate of The Broker Dealer Exchange, The SIPA is the fastest and easiest way to sell your firm or book of business. Please feel free to view our available listings of Brokerage firms for sale. Whether you are looking for a clean Shell Broker dealer or a large producing million dollar firm, The SIPA can provide you with the right firm for your needs.
We offer:
· Complete confidentiality on your purchase or sale.
· Experienced staff with over 100 years of work experience with FINRA
· Step by step guidance to through the whole process.
· Targeted exposure to the Financial industry by listing on the SIPA
If you are interested in selling your broker dealer or would like information on any of the firms listed below, please contact us immediately at John@TheSIPA.com . Alternatively, you may contact the Broker Dealer Exchange directly, at 407.277.9137
*All inquires are in strictest confidence*
CALIFORNIA B/D
5k NET CAP Approved FOR STOCKS, MUTUALS, INVESTMENT ADVISOR AND INSURANCE.IMMACULATE. 60k
NY MARKET MAKING FIRM!
NO RESTRICTIONS CURRENTLY MAKING MARKETS IN 25-30 STOCKS. CLEAN, UP TO DATE AND PRINCIPAL AND TRADERS WILL REMAIN ON FOR A TURNKEY SOLUTION. 250k.
PA FULL SERVICE B/D
100k NET CAP FIRM. APPROVED FOR STOCKS, BONDS, MUTUALS, OPTIONS, INSURANCE, LP'S AND TAX SHELTERS. 25 YEARS OF CRYSTAL CLEAN BUSINESS. 58K
FLORIDA FIRM
5K PRIVATE PLACEMENT FIRM. VERY LITTLE BUSINESS RUN THROUGH THE FIRM. OWNER WILL STAY ON AS A PRODUCER/PARTNER. CLEAN And UP TO DATE 60K
NY FIRM
5K FIRM APPROVED FOR STOCKS, BONDS AND MUTUAL FUNDS. THIS B/D IS COMPLETELY CLEAN AFTER 40+ YEARS IN THE BUSINESS AND COMES WITH NO RESTRICTIONS!!! ALSO HAS A SMALL BOOK OF MUTUAL FUND BUSINESS. OWNER IS RETIRING. 120K
PA FIRM
5K MUNI BOND HOUSE AVAILABLE. LITTLE IF ANY BUSINESS RUN THROUGH THIS CLEAN FIRM. APPROVED FOR MUNI BOND TRADING IN PA AND FLORIDA. 45K
IL FIRM
100K NET CAP PROP TRADING SHELL. BARELY USED AND GOOD CLEARING AGREEMENT. OWNER WILL HELP IN TRANSITION. 45K
PRODUCING FIRMS WITH ASSETS
MN FIRM
5K FIRM APPROVED FOR PRIVATES, STOCKS, BONDS, LP'S, MUTUAL FUNDS AND MORE. 14 REPS AND TWO PRINCIPALS WILL STAY ON. 25+ YEARS WITH NO MARKS AGAINST THE FIRM.14OMM IN ASSETS. 250K FIRM
MIDWEST FIRM
100K NET CAP FIRM. GROSSING 1.5 MILLION PER YEAR. THIS FIRM IS NET PROFITABLE 250K+ PER YEAR. 30 RR'S, 1000+ ONLINE ACCOUNTS AND GOOD BUSINESS MIX OF STOCKS, BONDS, OPTIONS AND MUTUALS. THE OWNER AND PRINCIPALS WILL STAY ON ENSURING A SMOOTH TURNKEY SOLUTION. 1.2 MILLION. OWNER WILL CONSIDER TERMS.
MIDWEST FIRM:
100K FIRM APPROVED FOR STOCKS, BONDS MUTUALS AND MORE. GROSSING 2 MILLION PER YEAR AND NETTING 450K PER YEAR! 30+ REPS AND SEVERAL HUNDRED MILLION IN ASSETS TO STAY ON BOARD. TURNKEY OPERATION FOR A FIRM LOOKING TO ADD TO ITS BOTTOM LINE. 1.5 MILLION
WESTERN FIRM
100K B/D. FULL SERVICE FIRM GROSSING 5 MILLION PER YEAR AND NETTING 800K PER YEAR. APPROVED FOR STOCKS BONDS PRIVATES AND 1031 EXCHANGES. 12 IND. REPS WILL STAY ON BOARD AS WILL THE OWNER AND PRINCIPALS. 4 MILLION. OWNER WILL CONSIDER TERMS
**we have many larger firms for sale. Please contact John@TheSipa.com for additional information**
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