Archive for October, 2009
FINRA Election Process
Now that the NAC election is over, and the next big election is on the horizon, the Board of Governors, it is probably time to discuss the FINRA election process
We Hate To Say We Told You So..
The SIPA has been granted unprecedented access to recently released and soon to be released Court documents that basically prove beyond a shadow of a doubt that members of then NASD were mislead and even deliberately lied to by the powers that be in order to obtain their vote.
NYSE Candidate Draws Opponents Fire
My opponent, the FINRA Nominating Committee choice sent you a letter
urging your support on firm letterhead declaring his NYSE Membership to the
World. No comment of any FINRA Membership was made. Is this who he intends
to represent? NYSE firms? The FINRA selection fails to understand this is
a small firm NAC election. Perhaps he should be seeking a position with the
NYSE where his interest obviously rests.
