The Blog Of The Securities Industry Professional Association

Archive for October, 2015

The end of Low Priced Stocks?

Caution: Low Priced Securities! For the last decade or so we have advised firms repeatedly that it’s no longer a matter of WILL Clearing firms and FINRA eliminate low priced physical stock certificates being deposited but a matter of WHEN they will end it. In the last five to seven years it seems that one […]
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