The SIPA

The Blog Of The Securities Industry Professional Association
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Archive for November, 2014

Republican “To Do” List

Victory last night offers promise and potholes, especially to Broker Dealers  As I watched the results from the election pour in last night from across the country, I had this sudden wave of Déjà vu  sweep over me.  For some reason I have experienced this same euphoria and reaction to a political landslide before but […]
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