The SIPA

The Blog Of The Securities Industry Professional Association
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Archive for August, 2016

FINRA Finally Listening to the SIPA

¬† FINRA board to discuss an arbitration fund for investors¬† For many years the SIPA has analyzed the actions and rules of FINRA and we have always been left puzzled as to how they cannot see the answer staring them in the face.¬† In some instances, they have taken a simple problem and made it […]
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