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Archive for the ‘Russell Weigel’

Accredited or not?

THE APPLICABILITY OF THE “ACCREDITED INVESTOR” DEFINITION AS AN AFFIRMATIVE DEFENSE   Because there appears to be some confusion in the broker community about the applicability of the “accredited investor” definition to the defense of customer securities arbitration proceedings, I offer this perspective. The accredited investor definition is well-known, but for the reader’s convenience I […]
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