The Blog Of The Securities Industry Professional Association

Archive for June, 2019

Mark Cuban: “SEC Useless”

Sorry Cuban, you are not part of the club     In a recent interview, Dallas Mavericks owner and Shark Tank TV personality Mark Cuban went off on the SECV and claimed they were worthless.  Click here to read entire interview .  While Cuban has had a few run ins with the SEC we think the ego […]
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Game of Thrones for FINRA

Board Elections here again. The recent completion of the final season of Game of Thrones has left a void for many fans that still have many questions that are unanswered.  FINRA however has come to the rescue to fill this void just in the nick of time with their annual elections for the board of […]
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