Archive for September, 2014
Steven Thornton for NAC
The SIPA ia proud to support Steven Thornton for the NAC. He is a small firm owner and SIPA member who has been a supporter of your causes for years. Please print and fax his petition as soon as possible so he can be added to the ballot. This petition is only to have […]
Under the recent SEC No-Action Letter, What exactly can an “Un-Licensed” M&A Person Do?
Part 1 – The Rules. (Coming Next Week – An M&A Engagement Template) M&A Brokers facilitate mergers, acquisitions, business sales, and business combinations (together, “M&A Transactions”) between sellers and buyers of privately-held companies, without regard to the size of the privately-held companies Definition: An “M&A Broker” is a person engaged in the […]
