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The SIPA | 2018 | September

The SIPA

The Blog Of The Securities Industry Professional Association
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Archive for September, 2018

NIBA and SIPA join forces!

National Investment Banking Association (NIBA) and The Securities Industry Professional Association (SIPA) have agreed to join forces to work on behalf of small broker dealers and Registered Representatives to advance more thoughtful regulation that advances business and capital formation while protecting investors in a more efficient manner. Recently SIPA and NIBA were proud to support […]
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The Establishment and Trump

FINRA and the Small Firm Advisory Board Recently Chip Jones of FINRA made a podcast with Wendy Lanton who is head of the Small Firm Advisory Committee. Please click here to watch this interview For years now mass media, political pundits and people on the left and right scratch their head and cannot figure out […]
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