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The SIPA | 2010 | February

The SIPA

The Blog Of The Securities Industry Professional Association
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Archive for February, 2010

When Merrill Lynch Speaks. The D.A. Listens

mediocre stockbroker duped Wall Street titan Merrill Lynch into believing he was a portfolio powerhouse -- deserving of a $780,000 loan his first day on the job -- then used the dough to buy a Ferrari and split, prosecutors said yesterday.
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