The SIPA

The Blog Of The Securities Industry Professional Association
Ads

Archive for February, 2010

When Merrill Lynch Speaks. The D.A. Listens

mediocre stockbroker duped Wall Street titan Merrill Lynch into believing he was a portfolio powerhouse -- deserving of a $780,000 loan his first day on the job -- then used the dough to buy a Ferrari and split, prosecutors said yesterday.
Tags: , , , , Comments Off on When Merrill Lynch Speaks. The D.A. Listens