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The SIPA | 2016 | December

The SIPA

The Blog Of The Securities Industry Professional Association
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Archive for December, 2016

A guy walks into a bar and….

The beginning of many great jokes always starts off with the proverbial “Guy walking into a bar and orders a drink.”  This month we thought we would analyze a scenario from three different perspectives and ask from three different perspectives why some are regulated and others fall through the cracks.   An 18 year old […]
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