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The SIPA | 2013 | April

The SIPA

The Blog Of The Securities Industry Professional Association
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Archive for April, 2013

RETIRED AMERICANS FEELING SQUEEZE

  Brokers Beware   With each passing year retired Americans have felt the squeeze of the artificially lowered interest rates that have been crippling this country without so much as a whimper from AARP and its lobbyist friends.  Years ago, many Americans would work their whole life and save up a couple hundred thousand and […]
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FINRA Finally Protecting Brokers

John Thomas case could set precedent  FINRA recently came out with a scathing and lengthy complaint against John Thomas Financial and its principals, including its owner Tommy Belesis.  While most of the charges were ugly to say the least however the part of the complaint that really caught my eye was the fact that JTF […]
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