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The SIPA | 2019 | February

The SIPA

The Blog Of The Securities Industry Professional Association
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Archive for February, 2019

Are commissions really the problem?

For a long time the SIPA has wondered why there is an obsession with the amount of money a broker earns on any transaction.  The 5%  “Guideline” that is the holy grail of rules even though it is considered a guideline is outdated and not reasonable in this day and age of compliance and regulatory […]
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The Communist Revolution Coming to Wall Street?

Brokers better beware of the drum beat The past two years has seen a return to somewhat normal regulations on Wall Street as Donald Trump has lifted and or modified many of the burdensome regulations strangling capital formation for much of the last 10 years. The market has responded with robust earnings, record unemployment and […]
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