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The SIPA | 2011 | November

The SIPA

The Blog Of The Securities Industry Professional Association
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Archive for November, 2011

Welcome to a broker’s world

Mortgage crisis hits home As the country’s mortgage crisis spirals out of control and thousands upon thousands of homeowners walk away from their under water home, I can’t help but wonder if secretly the 600,000 stockbrokers are quietly smiling inside as the rest of America gets a taste of what its like to be a […]
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SIPA Files Supreme Court Brief of Amicus on Flawed NASD Merger

The SIPA has been fighting for year to try and get owners of Broker Dealers what was rightfully theirs from the merger of NASD and NYSE regulation into the newly formed FINRA.  Despite many obstacles and setbacks the case has now been sent to the Supreme Court of the United States to basically decide once […]
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