Warning: mysql_get_server_info() [function.mysql-get-server-info]: [2002] No such file or directory (trying to connect via unix:///var/run/mysqld/mysqld.sock) in /data/15/1/115/21/1441510/user/1548793/htdocs/blog/wp-content/plugins/advanced-category-excluder/advanced-category-excluder.php on line 128

Warning: mysql_get_server_info() [function.mysql-get-server-info]: No such file or directory in /data/15/1/115/21/1441510/user/1548793/htdocs/blog/wp-content/plugins/advanced-category-excluder/advanced-category-excluder.php on line 128

Warning: mysql_get_server_info() [function.mysql-get-server-info]: A link to the server could not be established in /data/15/1/115/21/1441510/user/1548793/htdocs/blog/wp-content/plugins/advanced-category-excluder/advanced-category-excluder.php on line 128
The SIPA | 2015 | August

The SIPA

The Blog Of The Securities Industry Professional Association
Ads

Archive for August, 2015

David Banerjee For the NAC

Greetings from the Securities Industry Professional Association.  It is with great privilege that we ask all SIPA members to seriously consider signing the enclosed petition for Mr. David Banerjee to be on the ballot for the National Adjudicatory Council.   I have personally known David for nearly 15 years and consider him uniquely qualified to represent […]
Comments Off on David Banerjee For the NAC

What is a Broker Dealer Worth?

The answer is that you may NEVER find out….We continue to lose Members on a regular basis who simply can’t make it and either just sell their Broker Dealer for a tiny amount of money as a shell or file for withdrawal and just give up.   We need a real Member who understands the […]
Comments Off on What is a Broker Dealer Worth?

Did Tim Cook Just Do That?

APPLE CEO IN SOME RISKY TERRITORY   Yesterday was a tense day on Wall Street.  The Asian stock markets had just collapsed and US exchanges were poised for some of the biggest declines in years.  The futures market indicated that a collapse of at least 600 points for the dow jones industrial average.  As I […]
Comments Off on Did Tim Cook Just Do That?