Archive for August, 2015
David Banerjee For the NAC
Greetings from the Securities Industry Professional Association. It is with great privilege that we ask all SIPA members to seriously consider signing the enclosed petition for Mr. David Banerjee to be on the ballot for the National Adjudicatory Council. I have personally known David for nearly 15 years and consider him uniquely qualified to represent […]
What is a Broker Dealer Worth?
The answer is that you may NEVER find out….We continue to lose Members on a regular basis who simply can’t make it and either just sell their Broker Dealer for a tiny amount of money as a shell or file for withdrawal and just give up. We need a real Member who understands the […]
Did Tim Cook Just Do That?
APPLE CEO IN SOME RISKY TERRITORY Yesterday was a tense day on Wall Street. The Asian stock markets had just collapsed and US exchanges were poised for some of the biggest declines in years. The futures market indicated that a collapse of at least 600 points for the dow jones industrial average. As I […]