The SIPA

The Blog Of The Securities Industry Professional Association
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Archive for the ‘finra’

FINRA Model May Not Be Sustainable

FINRA has recently released its annual audited financials and as an organization, it’s not a pretty trend and one has to wonder if big changes need to be contemplated now rather than later.  While the Accountants at FINRA have tried desperately to squeeze out some sort of profit for FINRA for many years now, it’s […]
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