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The SIPA | 2016 | July

The SIPA

The Blog Of The Securities Industry Professional Association
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Archive for July, 2016

WiKi Leaks and FINRA/SEC

Will the inevitable happen sooner or later?  Wiki Leaks and its founder Julian Assange have spent the better part of three years tormenting the most powerful country and people in the world.  From Hillary Clinton to the NSA, they have been brazen in their attack and release of previously classified emails on a variety of […]
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FEELING THE BERN OR GETTING BURNED?

Sanders might be guilty of a Pump and Dump  The recent announcement that the Democratic National Convention was a rigged race from the moment it started comes as no surprise to anyone who has followed the Clinton’s over the last three decades.  Wiki Leaks released over 20,000 emails in which the head of the DNC […]
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The Insanity Must End!

Time to Stop Attacking Brokerage Firms Americans have witnessed firsthand the acts of terror here in our homeland and abroad in Europe. We are constantly reminded to stay vigilant and to make sure we report everything we see that we deem suspicious. Despite this constant reminder from government officials, we have seen time and again […]
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FINRA Model May Not Be Sustainable

FINRA has recently released its annual audited financials and as an organization, it’s not a pretty trend and one has to wonder if big changes need to be contemplated now rather than later.  While the Accountants at FINRA have tried desperately to squeeze out some sort of profit for FINRA for many years now, it’s […]
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BREXIT OR SAXSIT?

  For those of you who are loyal readers of the SIPA, you already know that basically all roads lead back to the Wall Street cartel that basically controls the American way of life. From Congress to the White house, nothing gets done, passed or enacted unless a blessing from the real Godfather is granted.   […]
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