The Blog Of The Securities Industry Professional Association

Archive for April, 2020

DTC Monopoly Must End

Via the SEC Portal Office of the Secretary U.S. Securities and Exchange Commission 100 F. Street NE Washington, D.C. 20549             Re: Comment Letter to SEC Release No. 34-88474; File No. SR-NSCC-2020-003 Dear Ms. Countryman: The Securities Industry Professional Association (“SIPA”) hereby submits its comment letter to SEC Release No. 34-88474, File No. SR-NSCC-2020-003 (the […]
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Wake up America!

II know for many this has been a trying time and we are truly sorry if you or a loved one has been affected. However, at some time we all have to stop being snowflakes and stop curling up like children being grounded. We are doing things today that have unintended consequences that nobody has thought about.
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